PEP 435 – Adding an Enum type to the Python standard library
- Author:
- Barry Warsaw <barry at python.org>, Eli Bendersky <eliben at gmail.com>, Ethan Furman <ethan at stoneleaf.us>
- Status:
- Final
- Type:
- Standards Track
- Created:
- 23-Feb-2013
- Python-Version:
- 3.4
- Post-History:
- 23-Feb-2013, 02-May-2013
- Replaces:
- 354
- Resolution:
- Python-Dev message
Abstract
This PEP proposes adding an enumeration type to the Python standard library.
An enumeration is a set of symbolic names bound to unique, constant values. Within an enumeration, the values can be compared by identity, and the enumeration itself can be iterated over.
Status of discussions
The idea of adding an enum type to Python is not new - PEP 354 is a
previous attempt that was rejected in 2005. Recently a new set of discussions
was initiated [3] on the python-ideas
mailing list. Many new ideas were
proposed in several threads; after a lengthy discussion Guido proposed adding
flufl.enum
to the standard library [4]. During the PyCon 2013 language
summit the issue was discussed further. It became clear that many developers
want to see an enum that subclasses int
, which can allow us to replace
many integer constants in the standard library by enums with friendly string
representations, without ceding backwards compatibility. An additional
discussion among several interested core developers led to the proposal of
having IntEnum
as a special case of Enum
.
The key dividing issue between Enum
and IntEnum
is whether comparing
to integers is semantically meaningful. For most uses of enumerations, it’s
a feature to reject comparison to integers; enums that compare to integers
lead, through transitivity, to comparisons between enums of unrelated types,
which isn’t desirable in most cases. For some uses, however, greater
interoperability with integers is desired. For instance, this is the case for
replacing existing standard library constants (such as socket.AF_INET
)
with enumerations.
Further discussion in late April 2013 led to the conclusion that enumeration
members should belong to the type of their enum: type(Color.red) == Color
.
Guido has pronounced a decision on this issue [5], as well as related issues
of not allowing to subclass enums [6], unless they define no enumeration
members [7].
The PEP was accepted by Guido on May 10th, 2013 [1].
Motivation
[Based partly on the Motivation stated in PEP 354]
The properties of an enumeration are useful for defining an immutable, related set of constant values that may or may not have a semantic meaning. Classic examples are days of the week (Sunday through Saturday) and school assessment grades (‘A’ through ‘D’, and ‘F’). Other examples include error status values and states within a defined process.
It is possible to simply define a sequence of values of some other basic type,
such as int
or str
, to represent discrete arbitrary values. However,
an enumeration ensures that such values are distinct from any others including,
importantly, values within other enumerations, and that operations without
meaning (“Wednesday times two”) are not defined for these values. It also
provides a convenient printable representation of enum values without requiring
tedious repetition while defining them (i.e. no GREEN = 'green'
).
Module and type name
We propose to add a module named enum
to the standard library. The main
type exposed by this module is Enum
. Hence, to import the Enum
type
user code will run:
>>> from enum import Enum
Proposed semantics for the new enumeration type
Creating an Enum
Enumerations are created using the class syntax, which makes them easy to read
and write. An alternative creation method is described in Functional API.
To define an enumeration, subclass Enum
as follows:
>>> from enum import Enum
>>> class Color(Enum):
... red = 1
... green = 2
... blue = 3
A note on nomenclature: we call Color
an enumeration (or enum)
and Color.red
, Color.green
are enumeration members (or
enum members). Enumeration members also have values (the value of
Color.red
is 1
, etc.)
Enumeration members have human readable string representations:
>>> print(Color.red)
Color.red
…while their repr
has more information:
>>> print(repr(Color.red))
<Color.red: 1>
The type of an enumeration member is the enumeration it belongs to:
>>> type(Color.red)
<Enum 'Color'>
>>> isinstance(Color.green, Color)
True
>>>
Enums also have a property that contains just their item name:
>>> print(Color.red.name)
red
Enumerations support iteration, in definition order:
>>> class Shake(Enum):
... vanilla = 7
... chocolate = 4
... cookies = 9
... mint = 3
...
>>> for shake in Shake:
... print(shake)
...
Shake.vanilla
Shake.chocolate
Shake.cookies
Shake.mint
Enumeration members are hashable, so they can be used in dictionaries and sets:
>>> apples = {}
>>> apples[Color.red] = 'red delicious'
>>> apples[Color.green] = 'granny smith'
>>> apples
{<Color.red: 1>: 'red delicious', <Color.green: 2>: 'granny smith'}
Programmatic access to enumeration members
Sometimes it’s useful to access members in enumerations programmatically (i.e.
situations where Color.red
won’t do because the exact color is not known
at program-writing time). Enum
allows such access:
>>> Color(1)
<Color.red: 1>
>>> Color(3)
<Color.blue: 3>
If you want to access enum members by name, use item access:
>>> Color['red']
<Color.red: 1>
>>> Color['green']
<Color.green: 2>
Duplicating enum members and values
Having two enum members with the same name is invalid:
>>> class Shape(Enum):
... square = 2
... square = 3
...
Traceback (most recent call last):
...
TypeError: Attempted to reuse key: square
However, two enum members are allowed to have the same value. Given two members A and B with the same value (and A defined first), B is an alias to A. By-value lookup of the value of A and B will return A. By-name lookup of B will also return A:
>>> class Shape(Enum):
... square = 2
... diamond = 1
... circle = 3
... alias_for_square = 2
...
>>> Shape.square
<Shape.square: 2>
>>> Shape.alias_for_square
<Shape.square: 2>
>>> Shape(2)
<Shape.square: 2>
Iterating over the members of an enum does not provide the aliases:
>>> list(Shape)
[<Shape.square: 2>, <Shape.diamond: 1>, <Shape.circle: 3>]
The special attribute __members__
is an ordered dictionary mapping names
to members. It includes all names defined in the enumeration, including the
aliases:
>>> for name, member in Shape.__members__.items():
... name, member
...
('square', <Shape.square: 2>)
('diamond', <Shape.diamond: 1>)
('circle', <Shape.circle: 3>)
('alias_for_square', <Shape.square: 2>)
The __members__
attribute can be used for detailed programmatic access to
the enumeration members. For example, finding all the aliases:
>>> [name for name, member in Shape.__members__.items() if member.name != name]
['alias_for_square']
Comparisons
Enumeration members are compared by identity:
>>> Color.red is Color.red
True
>>> Color.red is Color.blue
False
>>> Color.red is not Color.blue
True
Ordered comparisons between enumeration values are not supported. Enums are not integers (but see IntEnum below):
>>> Color.red < Color.blue
Traceback (most recent call last):
File "<stdin>", line 1, in <module>
TypeError: unorderable types: Color() < Color()
Equality comparisons are defined though:
>>> Color.blue == Color.red
False
>>> Color.blue != Color.red
True
>>> Color.blue == Color.blue
True
Comparisons against non-enumeration values will always compare not equal
(again, IntEnum
was explicitly designed to behave differently, see
below):
>>> Color.blue == 2
False
Allowed members and attributes of enumerations
The examples above use integers for enumeration values. Using integers is short and handy (and provided by default by the Functional API), but not strictly enforced. In the vast majority of use-cases, one doesn’t care what the actual value of an enumeration is. But if the value is important, enumerations can have arbitrary values.
Enumerations are Python classes, and can have methods and special methods as usual. If we have this enumeration:
class Mood(Enum):
funky = 1
happy = 3
def describe(self):
# self is the member here
return self.name, self.value
def __str__(self):
return 'my custom str! {0}'.format(self.value)
@classmethod
def favorite_mood(cls):
# cls here is the enumeration
return cls.happy
Then:
>>> Mood.favorite_mood()
<Mood.happy: 3>
>>> Mood.happy.describe()
('happy', 3)
>>> str(Mood.funky)
'my custom str! 1'
The rules for what is allowed are as follows: all attributes defined within an enumeration will become members of this enumeration, with the exception of __dunder__ names and descriptors [9]; methods are descriptors too.
Restricted subclassing of enumerations
Subclassing an enumeration is allowed only if the enumeration does not define any members. So this is forbidden:
>>> class MoreColor(Color):
... pink = 17
...
TypeError: Cannot extend enumerations
But this is allowed:
>>> class Foo(Enum):
... def some_behavior(self):
... pass
...
>>> class Bar(Foo):
... happy = 1
... sad = 2
...
The rationale for this decision was given by Guido in [6]. Allowing to
subclass enums that define members would lead to a violation of some
important invariants of types and instances. On the other hand, it
makes sense to allow sharing some common behavior between a group of
enumerations, and subclassing empty enumerations is also used to implement
IntEnum
.
IntEnum
A variation of Enum
is proposed which is also a subclass of int
.
Members of an IntEnum
can be compared to integers; by extension,
integer enumerations of different types can also be compared to each other:
>>> from enum import IntEnum
>>> class Shape(IntEnum):
... circle = 1
... square = 2
...
>>> class Request(IntEnum):
... post = 1
... get = 2
...
>>> Shape == 1
False
>>> Shape.circle == 1
True
>>> Shape.circle == Request.post
True
However they still can’t be compared to Enum
:
>>> class Shape(IntEnum):
... circle = 1
... square = 2
...
>>> class Color(Enum):
... red = 1
... green = 2
...
>>> Shape.circle == Color.red
False
IntEnum
values behave like integers in other ways you’d expect:
>>> int(Shape.circle)
1
>>> ['a', 'b', 'c'][Shape.circle]
'b'
>>> [i for i in range(Shape.square)]
[0, 1]
For the vast majority of code, Enum
is strongly recommended,
since IntEnum
breaks some semantic promises of an enumeration (by
being comparable to integers, and thus by transitivity to other
unrelated enumerations). It should be used only in special cases where
there’s no other choice; for example, when integer constants are
replaced with enumerations and backwards compatibility is required
with code that still expects integers.
Other derived enumerations
IntEnum
will be part of the enum
module. However, it would be very
simple to implement independently:
class IntEnum(int, Enum):
pass
This demonstrates how similar derived enumerations can be defined, for example
a StrEnum
that mixes in str
instead of int
.
Some rules:
- When subclassing Enum, mix-in types must appear before Enum itself in the
sequence of bases, as in the
IntEnum
example above. - While Enum can have members of any type, once you mix in an additional
type, all the members must have values of that type, e.g.
int
above. This restriction does not apply to mix-ins which only add methods and don’t specify another data type such asint
orstr
.
Pickling
Enumerations can be pickled and unpickled:
>>> from enum.tests.fruit import Fruit
>>> from pickle import dumps, loads
>>> Fruit.tomato is loads(dumps(Fruit.tomato))
True
The usual restrictions for pickling apply: picklable enums must be defined in the top level of a module, since unpickling requires them to be importable from that module.
Functional API
The Enum
class is callable, providing the following functional API:
>>> Animal = Enum('Animal', 'ant bee cat dog')
>>> Animal
<Enum 'Animal'>
>>> Animal.ant
<Animal.ant: 1>
>>> Animal.ant.value
1
>>> list(Animal)
[<Animal.ant: 1>, <Animal.bee: 2>, <Animal.cat: 3>, <Animal.dog: 4>]
The semantics of this API resemble namedtuple
. The first argument
of the call to Enum
is the name of the enumeration. Pickling enums
created with the functional API will work on CPython and PyPy, but for
IronPython and Jython you may need to specify the module name explicitly
as follows:
>>> Animals = Enum('Animals', 'ant bee cat dog', module=__name__)
The second argument is the source of enumeration member names. It can be a
whitespace-separated string of names, a sequence of names, a sequence of
2-tuples with key/value pairs, or a mapping (e.g. dictionary) of names to
values. The last two options enable assigning arbitrary values to
enumerations; the others auto-assign increasing integers starting with 1. A
new class derived from Enum
is returned. In other words, the above
assignment to Animal
is equivalent to:
>>> class Animals(Enum):
... ant = 1
... bee = 2
... cat = 3
... dog = 4
The reason for defaulting to 1
as the starting number and not 0
is
that 0
is False
in a boolean sense, but enum members all evaluate
to True
.
Proposed variations
Some variations were proposed during the discussions in the mailing list. Here’s some of the more popular ones.
flufl.enum
flufl.enum
was the reference implementation upon which this PEP was
originally based. Eventually, it was decided against the inclusion of
flufl.enum
because its design separated enumeration members from
enumerations, so the former are not instances of the latter. Its design
also explicitly permits subclassing enumerations for extending them with
more members (due to the member/enum separation, the type invariants are not
violated in flufl.enum
with such a scheme).
Not having to specify values for enums
Michael Foord proposed (and Tim Delaney provided a proof-of-concept implementation) to use metaclass magic that makes this possible:
class Color(Enum):
red, green, blue
The values get actually assigned only when first looked up.
Pros: cleaner syntax that requires less typing for a very common task (just listing enumeration names without caring about the values).
Cons: involves much magic in the implementation, which makes even the definition of such enums baffling when first seen. Besides, explicit is better than implicit.
Using special names or forms to auto-assign enum values
A different approach to avoid specifying enum values is to use a special name or form to auto assign them. For example:
class Color(Enum):
red = None # auto-assigned to 0
green = None # auto-assigned to 1
blue = None # auto-assigned to 2
More flexibly:
class Color(Enum):
red = 7
green = None # auto-assigned to 8
blue = 19
purple = None # auto-assigned to 20
Some variations on this theme:
- A special name
auto
imported from the enum package. - Georg Brandl proposed ellipsis (
...
) instead ofNone
to achieve the same effect.
Pros: no need to manually enter values. Makes it easier to change the enum and extend it, especially for large enumerations.
Cons: actually longer to type in many simple cases. The argument of explicit vs. implicit applies here as well.
Use-cases in the standard library
The Python standard library has many places where the usage of enums would be beneficial to replace other idioms currently used to represent them. Such usages can be divided to two categories: user-code facing constants, and internal constants.
User-code facing constants like os.SEEK_*
, socket
module constants,
decimal rounding modes and HTML error codes could require backwards
compatibility since user code may expect integers. IntEnum
as described
above provides the required semantics; being a subclass of int
, it does not
affect user code that expects integers, while on the other hand allowing
printable representations for enumeration values:
>>> import socket
>>> family = socket.AF_INET
>>> family == 2
True
>>> print(family)
SocketFamily.AF_INET
Internal constants are not seen by user code but are employed internally by
stdlib modules. These can be implemented with Enum
. Some examples
uncovered by a very partial skim through the stdlib: binhex
, imaplib
,
http/client
, urllib/robotparser
, idlelib
, concurrent.futures
,
turtledemo
.
In addition, looking at the code of the Twisted library, there are many use cases for replacing internal state constants with enums. The same can be said about a lot of networking code (especially implementation of protocols) and can be seen in test protocols written with the Tulip library as well.
Acknowledgments
This PEP was initially proposing including the flufl.enum
package [8]
by Barry Warsaw into the stdlib, and is inspired in large parts by it.
Ben Finney is the author of the earlier enumeration PEP 354.
References
Copyright
This document has been placed in the public domain.
Source: https://github.com/python/peps/blob/main/pep-0435.txt
Last modified: 2022-03-09 16:04:44 GMT